[PDF] DFPI Risk Assessment Failure - Case 2025-000001

Shows Nexo’s failure to assess investor suitability or risk tolerance before placing them into high-risk leveraged products. Supports legal arguments under FINMA and SEC standards, especially concerning retirement-age investors and vulnerable parties.

, and Investor Justice Editor

October 2, 2025 . 1:37 PM

1 min read

Case: 2025-000001
Respondents: Nexo AG; FINMA; U.S. SEC
Dossier: /case-2025-000001/
All posts: /tag/case-2025-000001/
Status: Open
Last updated: October 3, 2025

Summary:

Shows Nexo’s failure to assess investor suitability or risk tolerance before placing them into high-risk leveraged products.

Supports legal arguments under FINMA and SEC standards, especially concerning retirement-age investors and vulnerable parties.

DFPI Risk Assessment Failure - Case 2025-000001

DFPI Risk Assessment Failure.pdf

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[PDF] DFPI Risk Assessment Failure - Case 2025-000001

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